Marian Financial Services, Inc. has entered into a Succession Plan agreement with Compass Financial Management, LLC as of August 17, 2026. The Succession Plan between these two firms is simple. Rick M. Allison is now an Investment Adviser Representative (IAR) with Compass Financial Management, LLC and remains your main point of contact. Temporarily, he is a dually registered IAR, until such time as all Marian Financial Services, Inc. clients are transitioned to Compass Financial Management, LLC.
There is no upfront payment to Marian Financial Services, Inc. or Rick M. Allison. Mr. Allison is simply affiliating with Compass Financial Management, LLC and he is sharing his fees with them. This arrangement removes potential conflicts of interest between these two firms.
This Succession Plan insures that the Marian Financial Services, Inc. clients will be taken care of if an accident, illness, death or retirement occurs in regard to Mr. Allison.
Existing clients of Marian Financial Services, Inc. will be asked to transition to Compass Financial Management, LLC by virtue of signing an Investment Advisory Agreement. After the client transition is complete, then Marian Financial Services, Inc. will be withdrawn as a Registered Investment Adviser. Further, at that time, Mr. Allison will no longer be an Investment Adviser Representative with Marian Financial Services, Inc., but will remain as an Investment Adviser Representative with Compass Financial Management, LLC.
Mr. Allison will place New prospective clients with Compass Financial Management LLC.
Contact Rick M. Allison for more details.